SQN is short for the Latin term "Sine Qua Non" which loosely translates to “the ingredient without which something would be impossible.” Whether you need support starting a broker dealer or enhancing operational efficiencies, SQN Global exists to provide you the essential services required to be competitive and compliant in today's financial services industry. We appreciate many financial service institutions are overwhelmed with the ever-changing regulatory requirements and ongoing reporting demands, not to mention the costs associated with building a team to manage everything in-house. SQN Global is designed to solve these, and other, issues as an outsourced partner and is uniquely qualified to provide cost-efficient and customizable packages of essential compliance / regulatory, financial services / reporting and accounting / business operations functions. We can support new member applications, additions in business lines, and independent annual audits to supplement our core offering of outsourced CCO and FinOp services. The team at SQN Global is licensed to provide your firm adherence with the following regulatory roles and requirements: Series 24 (General Securities Principal) Series 27 (FINOP - Financial and Operations Principal) Series 99 (Operations Professional) Series 4 (Registered Options and Security Futures Principal) Series 7 (General Securities Representative) Series 66 (Series 63 and Series 65 Registered Investment Adviser) Series 14 (Compliance Officer) In addition to the core services listed below, SQN Global can provide regulatory legal advice, business tax preparation and financial year-end audits thanks to a series of partnerships with consultants that meet our standard of excellence.