Financial services expert consulting organization providing analytical analysis focusing on operational controls, process supervision and best practice consistencies. We focus on examining existing business practices, procedures and controls to identify and capture efficient, effective and optimal utilization of human, IT and industry resources. Clientele include Broker dealers, introducing brokers, hedge funds, institutions, attorneys and private investors. Services provided include internal compliance with industry standards, operational risk management and responding to regulatory oversight or client driven inquiries. We work directly with compliance, internal and external counsel in examining the events surrounding trials, arbitration and mediation. Services provided include expert consulting, written reports and testimony.