The clients of Warren Law Group are thought leaders in an industry where continuous forward momentum is key to survival. Their strong ideas and aggressive strategies should not be contained by overly restrictive regulations. Warren Law protects these financial professionals and allows them to swim to open waters. We are fierce advocates who forge creative solutions and achieve top results for clients. We are known for FINRA REGULATORY COMPLIANCE & SECURITIES LITIGATION. Warren Law advises broker-dealers, registered representatives, and investment advisers about regulatory examinations, inquiries, investigations, and litigation matters. We represent financial industry participants before the SEC, FINRA, and other entities and in arbitrations with JAMS, AAA and other bodies. We have deep experience in regulatory and all other matters related to the security industry, as detailed on www.warren.law . We routinely defend broker-dealers and registered representatives in FINRA arbitration proceedings and represent clients in employment disputes. We also represent claimants. We also focus on PARTNERSHIP AND SHAREHOLDER LITIGATION. Warren Law Group represents closely held businesses, entrepreneurs, investors, and wealthy individuals in complex commercial litigation and business disputes. Our attorneys are skilled at resolving disputes through negotiation, mediation, or trial in federal or state court. We are prepared to navigate the challenges presented in business disputes and devise creative solutions that allow our clients to remain profitable, without uncertainty and anxiety that a contentious dispute can bring. Warren Law also provides: • White Collar Defense and Litigation • Corporate and Securities Litigation