Market Regulation Services LLC

www.marketregs.com

Market Regulation Services was created to fill a void in the regulatory compliance services marketplace. We have found that the majority of compliance consultancies that exist do not adequately understand how their clients operate. They also do not understand the nuances of governance and controls that are so critical in running a compliant operation. Lastly, they do not possess the technical knowledge and process-based development methodologies that modern financial service providers, brokers, and advisers must embrace to stay competitive.

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Market Regulation Services was created to fill a void in the regulatory compliance services marketplace. We have found that the majority of compliance consultancies that exist do not adequately understand how their clients operate. They also do not understand the nuances of governance and controls that are so critical in running a compliant operation. Lastly, they do not possess the technical knowledge and process-based development methodologies that modern financial service providers, brokers, and advisers must embrace to stay competitive.

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Country

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State

Connecticut

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City (Headquarters)

Stamford

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Employees

1-10

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Potential Decision Makers

  • Managing Principal

    Email ****** @****.com
    Phone (***) ****-****

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