Providing Assurance and Advisory Services (since 2004) to companies and other institutions for financial analysis, reporting, process improvement, risk management, and project management. Experience with multiple initial public offerings (IPO) and financial regulators/regulations, including SEC, FINRA, Regulation 60, Product Filings, Dodd–Frank Wall Street Reform and Consumer Protection Act, DOL Fiduciary Rule, and SIFI (Systemically Important Financial Institution) designation.