RQC Group

www.rqcgroup.com

RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment Advisory (MiFID) and Investment Management (AIFMD) Regulatory Hosting and e-Learning, servicing clients with AUM in excess of $295 billion: • Our Compliance Consulting service empowers our clients with regulatory advice to fit their business needs. • Our Regulatory Hosting platforms provide a turnkey solution to start an FCA-regulated business. • Our industry-leading e-Learning courses deliver engaging, with all our UK course CPD-accredited. Values: • People: Our staff are our biggest asset and our clients are highly valued – both are treated with the utmost respect. • Trust: Achieved through knowledge, collaboration and honesty, with an unflinching commitment to delivering expert advice for our clients. • Collaboration: We show leadership to our clients by consistently collaborating to get the best results for them • Innovation: We embrace technology to increase efficiencies for our clients and ourselves • Diversity: We embrace people with different ideas, strengths, interests, and cultural backgrounds to succeed, encouraging healthy debate and differences of opinion. Vision: • To be the best alternative investment management boutique compliance and regulatory hosting consultancy in the UK and U.S. Mission: • To be recognized as the most sought-after alternative investment management boutique compliance and regulatory hosting consultancy in UK and U.S., by consistently delivering timely best-in-class expertise and innovative technological solutions, in a personable way.

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RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment Advisory (MiFID) and Investment Management (AIFMD) Regulatory Hosting and e-Learning, servicing clients with AUM in excess of $295 billion: • Our Compliance Consulting service empowers our clients with regulatory advice to fit their business needs. • Our Regulatory Hosting platforms provide a turnkey solution to start an FCA-regulated business. • Our industry-leading e-Learning courses deliver engaging, with all our UK course CPD-accredited. Values: • People: Our staff are our biggest asset and our clients are highly valued – both are treated with the utmost respect. • Trust: Achieved through knowledge, collaboration and honesty, with an unflinching commitment to delivering expert advice for our clients. • Collaboration: We show leadership to our clients by consistently collaborating to get the best results for them • Innovation: We embrace technology to increase efficiencies for our clients and ourselves • Diversity: We embrace people with different ideas, strengths, interests, and cultural backgrounds to succeed, encouraging healthy debate and differences of opinion. Vision: • To be the best alternative investment management boutique compliance and regulatory hosting consultancy in the UK and U.S. Mission: • To be recognized as the most sought-after alternative investment management boutique compliance and regulatory hosting consultancy in UK and U.S., by consistently delivering timely best-in-class expertise and innovative technological solutions, in a personable way.

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City (Headquarters)

London

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Employees

11-50

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Founded

2007

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