Established in 1993, Emperor Capital Group Limited (the “Company”)and its subsidiaries (collectively referred to as the “Group”) is a renowned Hong Kong based brokerage house providing a wide range of financial services including brokerage services for securities, futures and options traded on the exchanges in Hong Kong, the United States, Japan and the United Kingdom, as well as wealth management and asset management services; provision of margin and IPO financings as well as loans and advances such as personal money lending and second mortgage loan; placing and underwriting services; and corporate finance advisory services.