We advise and represent financial services firms, including broker dealers and registered investment advisors, their associated persons, registered representatives and investment advisor representatives, in connections with their challenges and disputes against investor customers, regulators and other firms. Founder Mel Moseley is experienced lead counsel in multiple jurisdictions handling FINRA and other securities arbitrations and related court litigation defending against investor customer claims, issues arising with hiring and transitioning representatives, advisors and their client customers from one firm to another, and regulator investigations and enforcement actions.