R|K Invest Law, PBC is a law firm organized as a Delaware Public Benefit Corporation. We advocate on behalf of shareholders, serve as counsel for investment advisers, and provide securities law regulatory defense. We offer legal services that advance social and environmental justice and promote diversity and balance in corporate governance, and work to develop frameworks that promote responsible investing for positive impact. We help companies navigate the securities laws as they develop, including the marketing of products using blockchain technology. We provide regulatory advice, SEC/FINRA compliance counseling and enforcement defense to investment funds, broker-dealers, family offices, investment advisers and other investment institutions and institutional investors. We advocate for clients seeking to develop regulators' understanding of technological advancements and their relationship to legal developments. We help with: * Blockchain & Crypto Assets * Corporate & Nonprofit Governance * ESG/SRI/Impact Initiatives * Fraud Workouts & Bankruptcy * General Counsel Services * Organic, Biodynamic & Fair Trade * Securities Law Compliance * Securities Litigation/SEC Enforcement * Shareholder Advocacy & Impact Litigation Rick Kirby resolves complex corporate, securities, commercial, SIPC, bankruptcy and administrative law issues through negotiation, alternative dispute resolution and litigation. With over three decades of experience, Rick has represented clients in SEC, Justice Department, state and self-regulatory organization enforcement investigations. Beth-ann Roth is a JD/MBA and experienced general counsel, corporate secretary, board member and entrepreneur with expertise in investment management, impact/sustainable investing, operations compliance and 501(c)(3) organizations. She has additional industry expertise in the wine and natural foods sectors, and helps devise strategy, evaluate risk and solve conflicts to achieve business and financial objectives.