Tirador Compliance LLC helps small & medium Colorado RIAs care for their clients and businesses with personalized consulting services. Experience: Our Principal Consultant served as a Securities Examiner for the Colorado Division of Securities, examining dozens of RIAs across the state. He brings over a decade in financial services and almost 20 years overall experience in regulatory compliance. Focus: Our services are tailored to fit your firm - nothing from a "box" or "can," and we specialize in small firms. You have access to an experienced professional - an actual voice on on the phone, emails answered knowledgeably, and in-person assistance if you choose.