Sophie Grace Pty Ltd

www.sophiegrace.com.au

We are an Australian compliance and legal consultancy firm, with clients across Australia & internationally. Our speciality is assisting firms establish and maintain a financial services business in Australia. We work across a broad range of financial services - including funds management, derivatives (including margin FX, CFDs and binary options), financial planning and stockbroking. Our expertise includes advising on: - new financial services business establishment and structuring; - obtaining an Australian Financial Services License (AFSL); - wholesale and retail product disclosure; - distribution and marketing; - compliance and regulatory matters; - establishing Australian domiciled managed funds and underlying investment structures, both on-shore and off-shore (including for Australian and overseas equities schemes, property trusts, alternative investment schemes, hedge funds and cash management trusts); - key outsourcing arrangements including custody, registry, administration and prime broker arrangements; - liaising with regulators on behalf of clients, in particular, with ASIC; - consultation with Treasury, the regulators and other government and industry bodies.

Read more

Reach decision makers at Sophie Grace Pty Ltd

Lusha Magic

Free credit every month!

We are an Australian compliance and legal consultancy firm, with clients across Australia & internationally. Our speciality is assisting firms establish and maintain a financial services business in Australia. We work across a broad range of financial services - including funds management, derivatives (including margin FX, CFDs and binary options), financial planning and stockbroking. Our expertise includes advising on: - new financial services business establishment and structuring; - obtaining an Australian Financial Services License (AFSL); - wholesale and retail product disclosure; - distribution and marketing; - compliance and regulatory matters; - establishing Australian domiciled managed funds and underlying investment structures, both on-shore and off-shore (including for Australian and overseas equities schemes, property trusts, alternative investment schemes, hedge funds and cash management trusts); - key outsourcing arrangements including custody, registry, administration and prime broker arrangements; - liaising with regulators on behalf of clients, in particular, with ASIC; - consultation with Treasury, the regulators and other government and industry bodies.

Read more
icon

Country

icon

City (Headquarters)

Sydney

icon

Employees

1-10

icon

Founded

2009

icon

Social

  • icon

Employees statistics

View all employees

Potential Decision Makers

  • Founder of Sophiegrace.Ca

    Email ****** @****.com
    Phone (***) ****-****
  • General Manager

    Email ****** @****.com
    Phone (***) ****-****
  • Head of Licensing

    Email ****** @****.com
    Phone (***) ****-****
  • Head of Licensing

    Email ****** @****.com
    Phone (***) ****-****

Technologies

(39)

Reach decision makers at Sophie Grace Pty Ltd

Free credits every month!

My account

Sign up now to uncover all the contact details