Our business is people and their financial well-being. Therefore, in the pursuit of our goals, we will conduct ourselves in accordance with the following precepts: 1. I Our Clients always come first. 2. I We must provide the highest level of service with integrity. 3. I Assisting our Clients in the attainment of their financial objectives is our most worthy enterprise. 4. I We must communicate with our Clients clearly and frequently. 5. I Our investments and services must be of superior quality. 6. I Innovation is requisite to our survival in a changing world. 7. I We must give something back to the communities in which we live and work. McCauley Financial, LLC is not a registered broker/dealer, and is independent of Raymond James Financial Services. Securities offered through Raymond James Financial Services, Inc., Member FINRA/SIPC. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. Please follow this link to additional disclosures: http://raymondjames.com/smicd.htm