Coast to Coast Compliance

www.c2ccompliance.com

Coast to Coast Compliance is a securities compliance consulting firm providing a wide range of compliance consulting services for investment advisers (SEC-registered, state-registered, exempt reporting advisers, etc.), alternative asset managers (private equity funds, hedge funds, real estate funds, venture capital funds, etc.), broker-dealers, and other financial services organizations. Coast to Coast Compliance works with a diverse client base located across the United States, as well as some domiciled internationally, with regulatory assets under management ranging from several hundred million to several billion dollars. In a constantly evolving regulatory environment, our mission is to enhance or otherwise build an exceptional and customized compliance program and to help cultivate a strong culture of compliance for our clients. Whether regulator-driven, investor-driven, or otherwise, we develop carefully tailored client engagements, focusing primarily on project-based deliverables and various ongoing compliance pain points for SEC, CFTC, and FINRA regulated organizations.

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Coast to Coast Compliance is a securities compliance consulting firm providing a wide range of compliance consulting services for investment advisers (SEC-registered, state-registered, exempt reporting advisers, etc.), alternative asset managers (private equity funds, hedge funds, real estate funds, venture capital funds, etc.), broker-dealers, and other financial services organizations. Coast to Coast Compliance works with a diverse client base located across the United States, as well as some domiciled internationally, with regulatory assets under management ranging from several hundred million to several billion dollars. In a constantly evolving regulatory environment, our mission is to enhance or otherwise build an exceptional and customized compliance program and to help cultivate a strong culture of compliance for our clients. Whether regulator-driven, investor-driven, or otherwise, we develop carefully tailored client engagements, focusing primarily on project-based deliverables and various ongoing compliance pain points for SEC, CFTC, and FINRA regulated organizations.

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Country

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State

Illinois

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City (Headquarters)

Chicago

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Employees

1-10

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Founded

2018

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Potential Decision Makers

  • Founder and Principal

    Email ****** @****.com
    Phone (***) ****-****

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