Member FINRA SIPC MSRB James Lockhart, our CEO, is the founder and managing member of Harbor Light Securities, LLC. Prior to starting Harbor Light Securities, LLC , Mr. Lockhart owned and operated an independent wealth management firm, Harbor Light Financial Group, LLC based in Bluffton SC. Mr. Lockhart has had years of experience working for insurance companies, super regional banks, and independent broker dealers and independent investment advisory firms. Mr. Lockhart’s experiences dealing with trust, portfolio management, insurance, estate planning, qualified plan management, energy investments and real estate provided the foundation of what both firms offer today. We believe that the combination of his experiences and education can create a wealth management firm with broad capabilities in a constantly changing financial paradigm. Today, we have representatives in multiple states with our home office in Tampa Florida. Learn more about Harbor Light Securities’ talented group of financial advisors and the markets that we serve. www.hlsecurities.com Securities offered by Harbor Light Securities, LLC. Member FINRA/SIPC *****Advisory Services offered by Harbor Light Investment Advisors, LLC a SC Registered Investment Advisor All rights reserved