Swayze LLC is a business and compliance consulting firm providing concierge level service for financial industry firms. More than just knowledge of compliance rules, our unique background enables Swayze LLC to be an active partner in each client's business. Whether evaluating the role of compliance so as to maximize your ability to navigate the regulatory landscape while minimizing costs, or evaluating a business opportunity to see if it fits your needs, Swayze LLC will be your source for relevant advice.