Peak Compliance Associates (PCA)

www.pcacompliance.com

Peak Compliance Associates (PCA) is an Asia-focused financial services compliance consulting firm. PCA is headquartered in Hong Kong and provides a wide range of compliance-related services to financial institutions in Asia (principally those with operations within Hong Kong and Singapore). Services include financial licensing for corporates and individuals, as well as regulatory, compliance, and financial crime-related advisory and support services to regulated firms. PCA’s clientele consists primarily of non-banking financial institutions and are firms that are seeking to be / are currently licensed and regulated by the Securities and Futures Commission (“SFC”) in Hong Kong and the Monetary Authority of Singapore (“MAS”) in Singapore. PCA provides tailored compliance services to a variety of different type of financial institutions, including hedge fund and private equity / private credit fund managers, external asset managers, wealth managers, family offices, retail brokers, inter-dealer brokers, investment advisors, corporate finance firms, research houses, online platform operators, private placement companies, asset owners, pension plans, and FinTech companies.

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Peak Compliance Associates (PCA) is an Asia-focused financial services compliance consulting firm. PCA is headquartered in Hong Kong and provides a wide range of compliance-related services to financial institutions in Asia (principally those with operations within Hong Kong and Singapore). Services include financial licensing for corporates and individuals, as well as regulatory, compliance, and financial crime-related advisory and support services to regulated firms. PCA’s clientele consists primarily of non-banking financial institutions and are firms that are seeking to be / are currently licensed and regulated by the Securities and Futures Commission (“SFC”) in Hong Kong and the Monetary Authority of Singapore (“MAS”) in Singapore. PCA provides tailored compliance services to a variety of different type of financial institutions, including hedge fund and private equity / private credit fund managers, external asset managers, wealth managers, family offices, retail brokers, inter-dealer brokers, investment advisors, corporate finance firms, research houses, online platform operators, private placement companies, asset owners, pension plans, and FinTech companies.

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Country

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City (Headquarters)

Hong Kong

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Employees

1-10

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Founded

2022

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