Ascendiant Capital Markets, LLC is a full-service, boutique investment bank providing corporate finance, M&A advisory, equity research, institutional sales, and market making and trading services. Ascendiant has led or participated in over $2 billion in financing transactions, and Ascendiant’s bankers have successfully completed over 300 M&A transactions. We focus on serving public and private growth companies, and institutional, strategic, and accredited investors. Ascendiant Capital Markets, LLC is registered with the U.S Securities and Exchange Commission (SEC) as a broker-dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC). Ascendiant Capital Partners, LLC is a direct investor in small-cap and micro-cap publicly traded companies. Ascendiant Capital Group, the first Ascendiant entity, was founded in 2001. Communications herein shall not constitute an offer to sell or the solicitation of an offer to buy securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such jurisdiction.