We are a small, independent (wholly employee owned) compliance consultancy providing services to FCA regulated firms and to other compliance consultancies. We assist clients with FCA authorisations, putting in place all necessary compliance infrastructure, providing assurance through compliance health checks or periodic compliance monitoring and providing technical advice on the implementation of new regulations or the proper interpretation of existing requirements. This is typically done on a retained basis, but we can also be engaged to carry out discrete projects or provide ad-hoc support. We also make staff available for secondments and day-rate contacting work, typically sitting within the compliance function of buy-side firms and providing support or cover for the SMF16/17 roles. Finally, we provide technical support or extra resource where required for other compliance consultancies, and can provide white labelled support or more direct hands-on assistance where preferred. This can involve helping in-house staff answer complex questions or queries, providing subject matter expertise on areas outside of their core areas, and undertaking (or assisting with) significant projects where these can’t be fully resourced internally. We are able to provide support to a wide range of FCA regulated firms, including asset managers, advisors and most firms in the wholesale marketplace alongside retail focused firms in the right areas.