Asgard Regulatory Group, LLC
www.asgardcompliance.comAsgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers, investment advisers, and hedge funds to ensure they meet their obligations under SEC, FINRA, MSRB and other governmental rules and regulations. Please visit our website at www.asgardcompliance.com or contact us at 631-801-2900.
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Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers, investment advisers, and hedge funds to ensure they meet their obligations under SEC, FINRA, MSRB and other governmental rules and regulations. Please visit our website at www.asgardcompliance.com or contact us at 631-801-2900.
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Country
State
New York
City (Headquarters)
Melville
Employees
1-10
Founded
2008
Social
Employees statistics
View all employeesPotential Decision Makers
Founder , Chief Executive Officer and Certified Anti - Money Laundering Specialist
Email ****** @****.comPhone (***) ****-****Chairman
Email ****** @****.comPhone (***) ****-****Senior Associate Director , Compliance and Risk Management
Email ****** @****.comPhone (***) ****-****Associate Director , Compliance and Risk Management , Cams
Email ****** @****.comPhone (***) ****-****
Technologies
(21)
