Bartell Law is a securities arbitration, regulatory defense and litigation firm headed by Jeremy Bartell, a financial services litigator with over twelve years of experience from two national law firms. The firm serves the legal needs of registered broker-dealers, registered investment advisers, and individual financial professionals, including financial advisors (registered representatives and investment adviser representatives), securities traders, research analysts and managers. The firm focuses on defending against claims by investors and other customers in FINRA arbitration. The firm also defends financial advisors and other financial professionals in regulatory inquiries, investigations and proceedings by the Securities and Exchange Commission, FINRA and state securities regulators. In addition, the firm handles financial industry employment disputes (including FINRA industry arbitration) and advises on state and federal licensing and registration issues, including criminal and regulatory disclosure obligations (Form U4) and statutory disqualification.